Clotine Capital’s Philosophy of Compliance

Like any great band, we know that precision, discipline, and trust are what keep the performance tight and the audience coming back. That’s why we place compliance at the heart of our operations and are proud of the rigorous standards we uphold, ensuring full alignment with regulatory requirements and industry best practices: always sharp, always in sync, and always ready to lead.

We go beyond the basics. Our commitment to compliance means investing in advanced systems, experienced professionals, and ongoing training to stay ahead of the regulatory curve.

This proactive approach helps us protect our investors, uphold our fiduciary duty, and maintain the integrity of every move we make.

Compliance isn’t a solo act—it’s a full-band effort and a core value. It reflects our values of transparency, accountability, and long-term partnership. By holding ourselves to the highest standards, we aim to set a tone that resonates across the private equity industry.

At Clotine Capital, we don’t just play by the rules — we elevate them.

The information discussed herein is for information and discussion purposes only and does not constitute an offer to sell or a solicitation of an offer to purchase interests in Clotine Capital Fund, LLC (the “Company”) or any of its investments.  Any such offer or solicitation shall only be made pursuant to the Company’s confidential private placement memorandum (the “PPM”), operating agreement, and subscription agreement, together with all exhibits and schedules thereto (collectively, the “Offering Documents”), which will describe certain risks related to an investment in, as well as other important information about, the Company.

The information set forth herein does not purport to be complete, is subject to change, and is subject to and qualified in its entirety by the Offering Documents. The information set forth herein does not constitute a part of the Offering Documents. The statements contained herein are based on current expectations, estimates, projections, opinions, and belief of the Company as of the date hereof. Neither The Company, its affiliates, or any of their respective officers, directors, employees, or representatives makes any representation or warranty, expressed or implied, as to the accuracy or completeness of the information contained herein and nothing contained herein should be relied upon as a promise or representation as to past or future performance of the Company or any of its investments.  Statements regarding any projected or estimated future returns or operating results are based on the Company’s belief about what results may be achievable on investments that the Company has made, or which the Company intends to pursue, considering the Company’s experience with similar investments.

Further, any projected or estimated returns or operating results that may be contained herein are based on assumptions that economic, market, and other conditions will not deteriorate and may, in some cases, improve. Such projected returns or operating results are not guaranteed, and are based on the Company’s current beliefs regarding the future operations of the relevant portfolio companies, the Company’s current views in relation to possible future events and financial performance, and various other models, estimates and assumptions made by the Company, including events that have not occurred, any of which may prove incorrect. Certain information contained herein constitutes “forward-looking statements,” which can be identified using terms such as “will”, “may”, “should”, “expect”, “anticipate”, “estimate”, “project”, “intend”, “continue”, “believe”, or “target” (or the negatives thereof) or other variations thereon or comparable terminology. Forward-looking statements are subject to several risks and uncertainties, some of which are beyond the control of the Company, including among other things, the risks described in the PPM. The Company’s actual results, performance, prospects, or opportunities could differ materially from those expressed in or implied by these forward-looking statements. Additional risks of which the Company is not currently aware also could cause actual results to differ. Considering these risks, uncertainties and assumptions, the recipient should not place undue reliance on any forward-looking statements. The Company does not undertake any obligation to update or revise any forward-looking statements, whether due to the occurrence of future events, receipt of new information, or otherwise.